Compliance Officer

TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.

We are looking for a Compliance Officer who will be responsible for the application, management and maintenance of overseas licenses. Reporting directly to the Compliance Manager, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and standards.

Responsibilities:

• Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements.
• Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management.
• Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.
• Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.
• Collaborate with cross-functional teams to develop and implement compliance policies, procedures, and controls.
• Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.
• Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.
• Ad-hoc duties as requested.

• Bachelor's degree in finance, law or related field. Advanced degree preferred.
• Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.  
• Strong proficiency in Microsoft Office suite.  
• Strong attention to detail and organizational skills. 
• Excellent communication and interpersonal abilities. 
• Ability to multitask and prioritize tasks effectively. 

• Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
• Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
• Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
• We support you during difficult times. Receive one additional paid day off for each occasion of family bereavement.
• Cherish life's milestones. Enjoy paid time off for your marriage occasion.
• Welcome your newest family member with a special gift!
• Invest in your growth! Access annual training opportunities tailored to your role.